Microsoft KB Archive/235406

= SNA Server Support for External Attach Managers =

Article ID: 235406

Article Last Modified on 9/22/2005

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APPLIES TO


 * Microsoft SNA Server 4.0 Service Pack 3

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This article was previously published under Q235406





SUMMARY
Starting with SNA Server 4.0 Service Pack 3, SNA Server supports the new APPC RECEIVE_ALLOCATE_EX and RECEIVE_ALLOCATE_EX_END functions, to simplify the design and implementation of some invokable transaction programs. This function allows an APPC application to receive all incoming FMH-5 Attach requests received by SNA Server over a specific Local APPC LU, allowing an application to act as an "attach manager." An attach manager is a program that handles an incoming FMH-5 Attach request to start an LU6.2 conversation. When an APPC application calls RECEIVE_ALLOCATE (as opposed to RECEIVE_ALLOCATE_EX), the SNA Server handles the attach manager functionality. To implement the attach manager functionality within an APPC application:
 * The application supplies a Local APPC LU alias to the RECEIVE_ALLOCATE_EX function, with a tp_name of EBCDIC spaces (hexadecimal X'40').
 * When SNA Server receives an incoming FMH-5 Attach request over an LU6.2 session using that Local APPC LU, SNA Server will route the request to the application.
 * When the RECEIVE_ALLOCATE_EX completes, the application is responsible for (1) accepting or rejecting the FMH-5 Attach, (2) verifying any conversation level security, and (3) if accepting the attach request, completely handling the request within its Win32 process context.
 * To stop listening for new incoming attach requests, the application calls RECEIVE_ALLOCATE_EX_END.
 * After a process issues RECEIVE_ALLOCATE_EX, the process should not call RECEIVE_ALLOCATE with a specific TP name. Likewise, if a process calls RECEIVE_ALLOCATE, that process should not later call RECEIVE_ALLOCATE_EX. In other words, for the duration of a process supporting an invokable TP, the process should exclusively call RECEIVE_ALLOCATE, or RECEIVE_ALLOCATE_EX, but not both.

It is not possible for the application to dispatch the incoming attach request to another process, as the conversation ID is only valid within its own application context.

See the end of the "More Information" section for detailed information on using the RECEIVE_ALLOCATE_EX and RECEIVE_ALLOCATE_EX_END functions, referred to as the "Attach Manager" feature.

NOTE: SNA Server does not support auto starting an attach manager application. In other words, if an application calls RECEIVE_ALLOCATE_EX, the application must be started before any incoming Attach requests arrive over the Local LU.



MORE INFORMATION
This feature is available in the latest service pack for SNA Server version 4.0. For additional information, click the following article number to view the article in the Microsoft Knowledge Base:

215838 How to Obtain the Latest SNA Server Version 4.0 Service Pack

Here are the functional enhancements implemented in SNA Server 4.0 SP3 to support external attach managers on top of SNA Server:

RECEIVE_ALLOCATE_EX
This verb accepts a new VCB structure to allow registration of an attach manager. typedef struct receive_allocate_ex { unsigned short   opcode; unsigned char   opext; unsigned char   format; unsigned short  primary_rc; unsigned long   secondary_rc; unsigned char   tp_name[64]; unsigned char   tp_id[8]; unsigned long   conv_id; unsigned char   sync_level; unsigned char   conv_type; unsigned char   user_id[10]; unsigned char   lu_alias[8]; unsigned char   plu_alias[8]; unsigned char   mode_name[8]; unsigned char   reserv3[2]; unsigned long   conv_group_id; unsigned char   fqplu_name[17]; unsigned char   pip_incoming; unsigned long   timeout; unsigned char   password[10]; unsigned char   reserv5[2]; unsigned char   attach_id[8]; } RECEIVE_ALLOCATE_EX ;
 * 1) define AP_RECEIVE_ALLOCATE_EX   APPC_FLIPI(0xF103)   /* X'F103'  */

Supplied Parameters
pip_incoming : If this attach manager will accept incoming FMH-5 Attaches which include PIP data, then set this to AP_YES. Otherwise, set this to AP_NO.

opcode : RECEIVE_ALLOCATE_EX

tp_name : The tp_name is a returned parameter only. However, the application must allocate sufficient buffer space to hold the tp_name (that is, 64 characters) and initialize the name to EBCDIC spaces (hexadecimal X'40').

lu_alias : Local LU alias. Must be supplied to register an attach manager. Only one attach manager may be registered for a given Local LU alias within the SNA Server subdomain. If another attach manager process is already registered for this lu_alias, the following error will be returned:

primary_rc = AP_STATE_CHECK (0x0002) secondary_rc = AP_LU_ALREADY_REGISTERED (0x0000050A)

This indicates that SNA Server was unable to register this attach manager.

timeout : Timeout, in seconds. A value of 0xFFFFFFFF can be used to wait forever.

Returned Parameters

 * primary_rc
 * secondary_rc
 * tp_name[64]: The returned verb will contain the actual TP name sent by the remote system.
 * tp_id[8]
 * conv_id
 * sync_level
 * conv_type
 * user_id[10]: This is the EBCDIC user_id sent by the remote system.
 * lu_alias[8]
 * plu_alias[8]
 * mode_name[8]
 * conv_group_id
 * fqplu_name[17]
 * pip_incoming: If PIP data is present in the incoming Attach, this is set to AP_YES. If no PIP data is present, this will be set to AP_NO.
 * password[10]: This is the EBCDIC password sent by the remote system. If the remote system supports "Password substitution" (password encryption), the encrypted password will be received in RECEIVE_ALLOCATE_EX. There is no facility to decrypt this password, so the application will not be able to verify the user credentials.
 * attach_id[8]: Always set to 0. This field is defined for source compatibility with non-Microsoft SNA products.

See the RECEIVE_ALLOCATE documentation for information about the remaining fields.

Security Information
The current specification does not return the Security Indicator (Byte 4 of the FMH-5 Attach). So, the application will need to accommodate incoming attach requests that contain (1) neither a user_id or password (when no security is sent in the attach), (2) a user_id only (such as for "already verified" attaches), or (3) both a user_id and password (if user authorization is required). In the LU6.2 BIND request, SNA Server indicates support for incoming FMH-5 Attach requests that contain user security, already verified, and password substitution. SNA Server does not support incoming attaches which request persistent verification.

Remarks
The RECEIVE_ALLOCATE_EX function allows an application to register as an attach manager if the tp_name is set to all EBCDIC spaces (X'40') and a Local LU alias is supplied in the lu_alias field. When registered as an attach manager for a given lu_alias, SNA Server will route all incoming attaches received over the lu_alias to the application. See below for more information on how SNA Server routes incoming FMH-5 attach requests.

The application may call RECEIVE_ALLOCATE_EX more than once to register as the attach manager for one or more Local LU. However, only one attach manager may be registered on a given lu_alias within the SNA subdomain (that is, across all SNA Servers and attached SNA Server clients). The application cannot supply a blank tp_name and blank lu_alias. In other words, an application cannot register as the default attach manager to receive all incoming attach requests for an SNA subdomain.

When RECEIVE_ALLOCATE_EX completes, the application is responsible for the following:
 * Deciding whether the attach will be accepted or not. SNA Server provides no mechanism for configuring transaction programs (TPs). The application must have its own means of defining which tp names it will support.
 * If accepted, the application must verify conversation security attributes (user_id, password) and for handling the processing of the new conversation.
 * The tp_id and conv_id cannot be passed to a separate process for handling. All TP processing must be provided by the application.

If the application chooses to reject the attach request, [MC_]DEALLOCATE must be called, specifying the conv_id received in the completed RECEIVE_ALLOCATE_EX, along with an appropriate reason code in the dealloc_type parameter, using these new extended codes: When the application sets the above dealloc_type, the SNA Server then sends the corresponding sense code within the FMH-7 error sent to the remote system when rejecting the FMH-5 Attach request: Before calling RECEIVE_ALLOCATE_EX, the application may wish to verify the configuration settings for the Local APPC LU to determine if the LU supports sync level 2, or is a member of the default LU pool. To do this, use the enhanced GET_LU_STATUS API documented below.
 * 1) define AP_DEALLOC_SECURITY_NOT_VALID_PASSWORD_EXPIRED                     0x10
 * 2) define AP_DEALLOC_SECURITY_NOT_VALID_PASSWORD_INVALID                     0x11
 * 3) define AP_DEALLOC_SECURITY_NOT_VALID_USERID_REVOKED                       0x12
 * 4) define AP_DEALLOC_SECURITY_NOT_VALID_USERID_INVALID                       0x13
 * 5) define AP_DEALLOC_SECURITY_NOT_VALID_USERID_MISSING                       0x14
 * 6) define AP_DEALLOC_SECURITY_NOT_VALID_PASSWORD_MISSING                     0x15
 * 7) define AP_DEALLOC_SECURITY_NOT_VALID_GROUP_INVALID                        0x16
 * 8) define AP_DEALLOC_SECURITY_NOT_VALID_USERID_REVOKED_IN_GROUP              0x17
 * 9) define AP_DEALLOC_SECURITY_NOT_VALID_USERID_NOT_DEFD_TO_GROUP             0x18
 * 10) define AP_DEALLOC_SECURITY_NOT_VALID_NOT_AUTHORIZED_AT_REMOTE_LU          0x19
 * 11) define AP_DEALLOC_SECURITY_NOT_VALID_NOT_AUTHORIZED_FROM_LOCAL_LU         0x1A
 * 12) define AP_DEALLOC_SECURITY_NOT_VALID_NOT_AUTHORIZED_TO_TRANSACTION_PROGRAM 0x1B
 * 13) define AP_DEALLOC_SECURITY_NOT_VALID_INSTALLATION_EXIT_FAILED             0x1C
 * 14) define AP_DEALLOC_SECURITY_NOT_VALID_PROCESSING_FAILURE                   0x1D
 * 15) define AP_DEALLOC_SECURITY_NOT_VALID_PROTOCOL_VIOLATION                   0x1E
 * 1) define AP_SECURITY_NOT_VALID_PASSWORD_EXPIRED                     APPC_FLIPL(x080fff00)
 * 2) define AP_SECURITY_NOT_VALID_PASSWORD_INVALID                     APPC_FLIPL(x080fff01)
 * 3) define AP_SECURITY_NOT_VALID_USERID_REVOKED                       APPC_FLIPL(x080fff02)
 * 4) define AP_SECURITY_NOT_VALID_USERID_INVALID                       APPC_FLIPL(x080fff03)
 * 5) define AP_SECURITY_NOT_VALID_USERID_MISSING                       APPC_FLIPL(x080fff04)
 * 6) define AP_SECURITY_NOT_VALID_PASSWORD_MISSING                     APPC_FLIPL(x080fff05)
 * 7) define AP_SECURITY_NOT_VALID_GROUP_INVALID                        APPC_FLIPL(x080fff06)
 * 8) define AP_SECURITY_NOT_VALID_USERID_REVOKED_IN_GROUP              APPC_FLIPL(x080fff07)
 * 9) define AP_SECURITY_NOT_VALID_USERID_NOT_DEFD_TO_GROUP             APPC_FLIPL(x080fff08)
 * 10) define AP_SECURITY_NOT_VALID_NOT_AUTHORIZED_AT_REMOTE_LU          APPC_FLIPL(x080fff09)
 * 11) define AP_SECURITY_NOT_VALID_NOT_AUTHORIZED_FROM_LOCAL_LU         APPC_FLIPL(x080fff0A)
 * 12) define AP_SECURITY_NOT_VALID_NOT_AUTHORIZED_TO_TRANSACTION_PROGRAM APPC_FLIPL(x080fff0B)
 * 13) define AP_SECURITY_NOT_VALID_INSTALLATION_EXIT_FAILED             APPC_FLIPL(x080fff0C)
 * 14) define AP_SECURITY_NOT_VALID_PROCESSING_FAILURE                   APPC_FLIPL(x080fff0D)
 * 15) define AP_SECURITY_NOT_VALID_PROTOCOL_VIOLATION                   APPC_FLIPL(x080fff0E)

To deregister as the attach manager for a given Local APPC LU, the application must call RECEIVE_ALLOCATE_EX_END, documented below. If an application has registered as the attach manager for more than one lu_alias, RECEIVE_ALLOCATE_EX_END must be called for each lu_alias.

The application should try to have a RECEIVE_ALLOCATE_EX pending at all times, in order to handle incoming attach requests in a timely manner. If the application fails to post new RECEIVE_ALLOCATE_EX, SNA Server queues up to 2,048 incoming attaches against the application, if the application is running on the SNA Server, or 256 if running on an SNA Windows NT client. If the limit is exceeded, SNA Server rejects the attach request with sense code X'084B6031', or AP_TRANS_PGM_NOT_AVAIL_RETRY.

RECEIVE_ALLOCATE_EX_END
This new verb allows an application to deregister as the attach manager for a given Local APPC LU (lu_alias). This verb must be called for each lu_alias previously passed to the RECEIVE_ALLOCATE_EX request. typedef struct receive_allocate_ex_end { unsigned short   opcode; unsigned char   reserv2[2]; unsigned short  primary_rc; unsigned long   secondary_rc; unsigned char   tp_name[64]; unsigned char   lu_alias[8]; unsigned char   reserved3[20]; } RECEIVE_ALLOCATE_EX_END ;
 * 1) define AP_RECEIVE_ALLOCATE_EX_END   APPC_FLIPI(0xF104)   /* X'F104'  */

Supplied Parameters
lu_alias : Must be supplied and must match the lu_alias provided in a previous RECEIVE_ALLOCATE_EX request from the same process.

tp_name : Must be all EBCDIC spaces (X'40')

Returned Parameters
If the lu_alias has not been previously registered by the application, the following error is returned:

primary_rc = AP_STATE_CHECK (0x0002)

secondary_rc = AP_ATTACH_MANAGER_INACTIVE (0x00000508)

Remarks
If the application is providing sync point support, the application needs to know when the LU-LU session limits have dropped to zero. This can be done by polling the GET_LU_STATUS API, documented below.

After calling RECEIVE_ALLOCATE_EX_END to deregister an attach manager, the SNA Server does not tear down any existing LU6.2 sessions. To do this, the application should call the DEACTIVATE_SESSION function, supplying the appropriate lu_alias and plu_alias. If Sync Level 2 is being used, deactivating the LU6.2 sessions notifies the Remote LU that the syncpoint manager has gone away and thus, a new ExchangeLogNames is required for the next connection.

Enhanced GET_LU_STATUS
The new extended version of the GET_LU_STATUS verb now allows for an application to retrieve configuration parameters for a Local APPC LU. typedef struct get_lu_status { unsigned short opcode;       /* verb operation code */ unsigned char opext;         /* verb operation extension */ unsigned char reserv2;       /* reserved field */ unsigned short primary_rc;   /* primary return code */ unsigned long secondary_rc;  /* secondary return code */ unsigned char tp_id[8];      /* identifier of the local TP */ unsigned char plu_alias[8];  /* partner LU alias */ unsigned short active_sess;  /* number of active sessions */ unsigned char zero_sess;     /* AP_NO = session active since last verb */ /* AP_YES = sessions zero since last verb */ unsigned char local_only;    /* AP_YES = verb only reports status of */ /* the Local LU and only returns syncpoint */ /* and pool_member fields */ /* AP_NO = Verb returns all parameters */ unsigned char syncpoint;     /* AP_YES = Local LU configured for syncpt */ /* AP_NO = Local LU not configured for syncpt */ unsigned char pool_member;   /* AP_YES = Local LU is a member of a pool */ /* AP_NO = Local LU is not member of a pool */ unsigned char reserv3[5];    /* reserved field */ } GET_LU_STATUS;

Supplied Parameters
opcode : AP_GET_LU_STATUS

tp_id : Previously returned by RECEIVE_ALLOC_EX or TP_STARTED

plu_alias : Not required local_only is set to AP_YES

local_only : If this field is set to AP_YES then the plu_alias does not need to be specified and the verb only returns the local LU information - syncpoint and default_pool.

Returned Parameters

 * syncpoint
 * pool_member
 * zero_sess
 * active_sess

Remarks
To check the configuration of a particular Local LU before issuing a RECEIVE_ALLOCATE_EX verb, the following verb sequence should be issued:
 * TP_STARTED (specifying the Local LU of interest)
 * GET_LU_STATUS (with local_only set to AP_YES)
 * TP_ENDED (AP_SOFT)

SNA Server Routing of Incoming FMH-5 Attach Requests
Support for attach managers modifies the algorithm used by SNA Server to route incoming attach requests to either registered Invokable TPs, or to running attach manager processes to the following:


 * Route to an invokable TP that is already listening on the specific TP name and specific Local LU (first trying operator started TP, and then auto started TP).
 * New with Attach Manager support: if none found, route to an attach manager registered to receive attaches for a specific Local LU (where the tp_name is set to all EBCDIC spaces).
 * If none found, route to any invokable TP that is listening on a specific TP name, but has not specified a Local LU.NOTE: SNA Server will not allow an attach manager to register with no Local LU alias.

This above algorithm allows an existing COMTI resync TP to receive incoming attaches for the resync service X'06F2' for all Local LUs. But, if there is an attach manager registered to receive incoming attaches for a specific Local LU (even for the resync TP X'06F2'), then it receives the attach instead of the COMTI resync TP. If a COMTI resync TP needs to receive such attaches, then its UN2 service needs to be configured with a specific LocalLU within the registry (as is already supported today). This feature was first included in SNA Server version 4.0 Service Pack 3.

Keywords: kbinfo kbqfe kbfea kbhotfixserver KB235406

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